Chesapeake hires former SEC lawyer as compliance officer
HOUSTON (Reuters) - Chesapeake Energy Corp <CHK.N> on Monday named as chief compliance officer a lawyer the oil and gas company had previously hired to respond to an investigation by the Securities and Exchange Commission. Full story
Punishing the Naked Short
The SEC has charged the Chicago Board Options Exchange for failures in regulating naked shorting, reports CNBC's Scott Cohn.
SAC Q2 Redemptions
SAC Capital lost close to $3 billion last week, reports CNBC's Kate Kelly. A civil settlement with the SEC for $600 million did not dissuade Federal prosecutors from pursuing a criminal probe.
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SEC Goes After Thai Trader, Freezes Assets
The SEC alleges a Thailand trader made $3 million in profits ahead of the Smithfiled deal, reports CNBC's Eamon Javers.
Faber Report: Dell Update
CNBC's David Faber reports that a Dell special committee filed a presentation with the SEC supporting Michael Dell and Silver Lake's buyout offer.
Nasdaq to Pay $10 Million For Facebook Fine
The SEC has concluded its investigation into Facebook's IPO resulting in a $10 million fine to the Nasdaq, reports CNBC's Kayla Tausche. Stacy Janicki, Carmichael Lynch and Peter Shankman, Shankman Honig, discuss Nissan and other companies' decision to...
Mixed Messages
The UK’s foreign sec William Hague has said the lifting of the arms embargo to Syria has sent a clear message to Assad, others differ. ITV’s John Ray reports
Inside the World of Big Data Surveillance
Stephen Cohen, SEC associate director; and Emile Werr, NYSE, discuss the tools used to ensure fairness of the markets and nab insider traders.
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Bruce Karpati, the Assistant Regional Director of the SEC's New York Regional Office speaks on at the Reuters Private Equity and Hedge Funds Summit in New York
Bruce Karpati speaks on at the Reuters Private Equity and Hedge Funds Summit in New York, March 2, 2010. REUTERS/Brendan McDermid
A man walks past a doorway at the Fort Worth Regional Office of the SEC in Fort Worth
A man walks past a doorway at the Fort Worth Regional Office of the Securities and Exchange Commission in Fort Worth, Texas June 28, 2012. REUTERS/Mike Stone
A woman waits for an elevator at the Fort Worth Regional Office of the SEC in Fort Worth
A woman waits for an elevator in the foyer of the Fort Worth Regional Office of the Securities and Exchange Commission in Fort Worth, Texas June 28, 2012. Picture taken June 28, 2012. REUTERS/Mike Stone
