Skip navigation

TD Ameritrade celebrating new Omaha headquarters

Online brokerage TD Ameritrade celebrated its new $250 million headquarters building in Omaha Wednesday that's making it easier for employees to collaborate and keeping the company's energy bills manageable. Full story

SEC tightens client rules for broker-dealers

WASHINGTON (Reuters) - The top securities regulator on Wednesday set new rules to protect clients with cash or securities at securities brokers, requiring more disclosure and safeguards from firms including some of Wall Street's largest. Full story

LPL Financial's quarterly profit rises 14 percent

(Reuters) - LPL Financial Holdings Inc, the largest U.S. independent brokerage network, reported on Wednesday that second-quarter profit jumped 14 percent on increased revenue from commissions and advisory services. Full story

Schwab executives see rate improvements; drop 'Talk to Chuck'

NEW YORK (Reuters) - Brokerage giant Charles Schwab Corp on Friday gave a cautiously upbeat assessment of client confidence and the outlook for interest rates, but warned investors against over confidence about its near-term outlook Full story

Schwab clients timid even as equities soar

NEW YORK (Reuters) - Birds still fly south in winter, but retail investors no longer plow into individual stocks when the market is on a tear. Full story

Dated Data? Zillow Responds

As the largest real estate website, Zillow offers much more than commoditized listings. Full story

Sponsored Links

Articles

Adviser departures slow at top brokerages in 2013

Investment industry groups scuffle over ethics, costs

Wall Street watchdog scraps controversial supervision plan

Morgan Stanley to buy rest of Smith Barney this month

U.S. banks trumpet cross-selling but some brokers resist

Fidelity replaces manager after mixed picks on financial stocks

Janney Montgomery lands two advisers from Stephens

Lehman customers to receive full payout: trustee

Full payout to Lehman customers begins Friday: trustee

UBS Wealth adds adviser with $475 million assets

Video

  Budget brides save by buying canceled weddings

A new company, BridalBrokerage.com, is helping both brides on a budget and those who call off their big days by selling canceled wedding packages to couples looking to save a little time and money. NBC’s Mara Schiavocampo reports.

  Trustee Sues Corzine Over MF Global Collapse

A bankruptcy trustee is suing Jon Corzine and other former MF Global executives, claiming gross negligent led to the brokerage firm's collapse, reports CNBC's Kayla Tausche.

  Cantor Fitzgerald to Acquire Dolmen Stockbrokers

Shawn Matthews, CEO of Cantor Fitzgerald, discusses his company's acquisition of Ireland's largest independent brokerage firm. We are looking to grow sales and trade on a global basis, Matthews said.

  MS Wealth Management Could Make a Pile Off Deposits

Once the acquisition of Smith Barney is complete, Morgan Stanley will become one of the biggest banks in the country with over $110 billion in deposits. Fleming talks about how leveraging those funds through lending to the firm's brokerage clients will...

  MS Says on Track to Deliver 'Mid-Teen' Pretax Profit Marg...

Hitting profit targets: For almost two years now Morgan Stanley's promised a "mid teens" pretax profit margin for the brokerage business. Fleming said the business is on track to deliver that number in 2013 even as the firm continues to make major inve...

advertisement | ad info

Related Photos

File photo of a boy playing at a brokerage house in Shanghai
File photo of a boy playing at a brokerage house in Shanghai

A boy plays at a brokerage house in Shanghai in this July 30, 2009 file photo. REUTERS/Aly Song/Files

An investor smokes in front of an electronic board showing stock information at a brokerage house in Shanghai June 25, 2013.
An investor smokes in front of an electronic board showing stock information at a brokerage house in Shanghai June 25, 2013.

An investor smokes in front of an electronic board showing stock information at a brokerage house in Shanghai June 25, 2013. REUTERS/Aly Song

A pedestrian holding an umbrella walks past a stock quotation board displaying various stock prices outside a brokerage in Tokyo
A pedestrian holding an umbrella walks past a stock quotation board displaying various stock prices outside a brokerage in Tokyo

A pedestrian holding an umbrella walks past a stock quotation board displaying various stock prices outside a brokerage in Tokyo July 29, 2013. REUTERS/Yuya Shino